Zalando SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
Notification of Major Holdings
1. Details of issuer
| Name: |
Zalando SE |
| Street: |
Valeska-Gert-Straße 5 |
| Postal code: |
10243 |
| City: |
Berlin
Germany |
| Legal Entity Identifier (LEI): |
529900YRFFGH5AXU4S86 |
2. Reason for notification
| X |
Acquisition/disposal of shares with voting rights |
| |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| |
Other reason: |
3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Morgan Stanley & Co. International plc |
5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
4.85 % |
1.88 % |
6.73 % |
263872717 |
| Previous notification |
5.25 % |
1.82 % |
7.08 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE000ZAL1111 |
0 |
12794467 |
0 % |
4.85 % |
| Total |
12794467 |
4.85 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Equity Call Option |
From 21.06.2024 to 20.06.2025 |
at any time |
329400 |
0.12 % |
| Right of recall over securities lending agreements |
at any time |
at any time |
4481222 |
1.7 % |
| |
|
Total |
4810622 |
1.82 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Equity Put Option |
From 21.06.2024 to 20.12.2024 |
at any time |
Physical |
57500 |
0.02 % |
| Cash Settled Futures |
21.06.2024 |
at any time |
Cash |
64275 |
0.02 % |
| Retail Structured Product |
From 18.06.2071 to 27.03.2074 |
at any time |
Cash |
3217 |
0 % |
| Equity Swap |
From 15.08.2024 to 19.05.2025 |
at any time |
Cash |
7146 |
0 % |
| Compound Option |
From 09.08.2024 to 07.05.2025 |
at any time |
Cash |
12220 |
0.01 % |
| |
|
|
Total |
144358 |
0.05 % |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley Capital Management, LLC |
% |
% |
% |
| Morgan Stanley Domestic Holdings, LLC |
% |
% |
% |
| Morgan Stanley Capital Services LLC |
% |
% |
% |
| – |
% |
% |
% |
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley Capital Management, LLC |
% |
% |
% |
| Morgan Stanley & Co. LLC |
% |
% |
% |
| – |
% |
% |
% |
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley International Holdings Inc. |
% |
% |
% |
| Morgan Stanley International Limited |
% |
% |
% |
| Morgan Stanley Investments (UK) |
% |
% |
% |
| Morgan Stanley & Co. International plc |
4.37 % |
% |
5.4 % |
| – |
% |
% |
% |
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley Capital Management, LLC |
% |
% |
% |
| Morgan Stanley & Co. LLC |
% |
% |
% |
| Prime Dealer Services Corp. |
% |
% |
% |
| – |
% |
% |
% |
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley International Holdings Inc. |
% |
% |
% |
| Morgan Stanley B.V. |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:
Date
17.06.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
